Attention Investors
As part of refining/updating client information with a Trading Member/ Depository Participant intact for keeping the account in a healthy state and compliant as per Exchange & Depository circulars, the Regulators have mandated 6 KYC attributes for all the categories of Clients i.e. a. Name, b. Address, c. PAN, d. Valid Mobile Number, e. Valid Email ID & f. Income-Range not beyond 30th September, 2021 as per circular no. [NSE/ ISC /48165 dated 3rd May 2021 & CDSL/OPS/DP/POLCY/2021/152 dated 5th April 2021]. In case of Non-compliance with any of the above requirements in line with regulatory guidelines, the concerned Demat account will be marked as Inactive/non-complied i.e. No debits allowed in this account.
KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile / email at the end of the day .......... Issued in the interest of investors
Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day...................... issued in the interest of investors.
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
Linking of your Demat and Trading account number with self-certified copy of Aadhar Number (UID) by submitting modification form under PMLA Rules to your servicing branch.
Advisory for Investors
The MCX had issued an advisory for investors with respect to diligence to be exercised by them when investing in financial products, managing funds and settlement, maintaining account security and being updated on regular communications from the exchanges. You can refer to the detailed copy of this
advisory here.
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The information on our Internet site is provided solely to enable investors to make their own investment decisions and does not constitute a recommendation or professional advice to buy, sell or otherwise deal in investments. Our services may not be suitable for all customers and, if you have any doubts, you should seek advice from an independent financial adviser. Notice is hereby given that Non Resident Indians (NRI's) and Foreign Nationals accessing this web site and opting to transact thereon shall do so after due verification at their end of their eligibility to do so. This service does not constitute an offer to sale or a solicitation to any person in any jurisdiction where it is unlawful to make such an offer or solicitation. No information, market analysis, research report etc. on the web site is to be construed as a representation with respect to shares, securities or other investments regarding the legality of an investment there in under the respective applicable investment or similar laws or regulations of any person or entity accessing the web site.. Price and availability of products and services offered on the site are subject to change without prior notice.. Emkay will not be liable for non availability of products and services you may order through the site. Every effort is made to keep the website up and running smoothly. However, Emkay takes no responsibility for and will not be liable for the website being temporarily unavailable due to technical issues beyond our control. Transactions between you and Emkay Global Financial Services Ltd. shall be governed by and construed in accordance with the laws of India, without regard to the laws regarding conflicts of law. Any litigation regarding this agreement or any transaction between customer and Emkay or any action at law or in equity arising out of or relating to these agreement or transaction shall be filed only in the Competent Courts of Mumbai alone and the customer hereby agrees, consents and submits to the jurisdiction of such courts for the purpose of litigating any such action.
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SEBI/Exchange Registration Details
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Emkay Global Financial Services Limited
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| Exchange |
Exchange Member ID |
SEBI Registration No. |
| Bombay Stock Exchange Ltd (BSE) |
185 |
INZ000203933
(Registered Stock/ Commodity Broker)
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| National Stock Exchange of India Ltd (NSE) |
9018 |
| Metropolitan Stock Exchange of India Ltd (MSEI) |
1089 |
| Multi Commodity Exchange of India Ltd (MCX) |
56270 |
| National Commodity & Derivatives Exchange Limited (NCDEX) |
1263 |
| Registered CDSL DP |
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IN-DP-CDSL-60-2015 |
| Registered Research Analyst |
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INH000000354 |
| Registered Merchant Banker |
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INM000011229 |
| AMFI Registration Number (ARN No.) |
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1563 |
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SEBI Registration details of Associate/Group Entities
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| Entity Name |
Type/ Nature of business Activity |
SEBI Registration No. |
| Emkay Investment Managers Limited |
Registered Portfolio Manager |
INP000004458 |
| Emkay Wealth Advisory Limited |
Registered Investment Advisor |
INA000013961 |
| EmkayGlobal Financial Services IFSC Private Limited |
NSE IFSC Limited (Member ID - 10042) |
INZ000287538
(Registered IFSC Member)
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| India International Exchange (IFSC) Limited (Member ID - 5063) |
| Emkay Commotrade Limited. |
Multi Commodity Exchange of India Ltd (MCX) (Member ID - 12830) |
INZ000044936
(Registered Commodity Broker)
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| National Commodity & Derivatives Exchange Limited (Member ID - 259) |