CIN- L67120MH1995PLC084899

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Name of Investment Advisor - Emkay Wealth Advisory Limited
SEBI Registration number - INA000013961
SEBI registration Date – September 16, 2019 (Perpetual)
Registered Address - 7th Floor, The Ruby, Senapati Bapat Marg, Dadar West, Mumbai – 400028
Details of the Principal Officer – Mr. Devang Desai, 022-66299299, compliance@emkaywealth.com
Corporate Information Number (CIN): U74110MH2007PLC168496
Grievance Email id - grievance@emkaywealth.com
SEBI regional/ local office Address - https://www.sebi.gov.in/contact-us.html
Annual Report 2024-25
Disclosure Document
KYC Form
Investor Charter
Disclosure of Compliants - RIA

ANNUAL COMPLAINCE AUDIT REPORTS

Sr.No Financial Year Compliance Audit Status Compliance audit report along with findings and action taken thereof
1 FY 2020-21 Conducted N.A.
2 FY 2021-22 Conducted N.A.
3 FY 2022-23 Conducted N.A.
4 FY 2023-24 Conducted N.A.
5 FY 2024-25 Conducted 2024-25 Compliance audit report

COMPLAINT REDRESSAL ESCALATION MATRIX

Details of Designation Contact Person Name Address where the physical address location Contact No Email Id
Customer Care Customer Relationship Manager C-06, Ground Floor, Paragon Centre, Pandurang Budhkar Marg, Worli- Mumbai- 400013 022-66175472 grievance@emkaywealth.com
Head of Customer Care Amit Rawal C-06, Ground Floor, Paragon Centre, Pandurang Budhkar Marg, Worli- Mumbai- 400013 022-66175472 amit.rawal@emkaywealth.com
Compliance officer Sonal Jadhav C-06, Ground Floor, Paragon Centre, Pandurang Budhkar Marg, Worli- Mumbai- 400013 022- 66299299 compliance@emkaywealth.com
CEO / Director Devang Desai C-06, Ground Floor, Paragon Centre, Pandurang Budhkar Marg, Worli- Mumbai- 400013 022- 66299299 compliance@emkaywealth.com
Principal Officer Devang Desai C-06, Ground Floor, Paragon Centre, Pandurang Budhkar Marg, Worli- Mumbai- 400013 022- 66299299 compliance@emkaywealth.com
Our working hours for escalation are 9:00 AM to 6:00 PM from Monday to Friday.

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at https://scores.sebi.gov.in/ or at https://smartodr.in/login
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