Consolidated Account Statement

You can now access your Consolidated Account Statement on CDSL website. Please follow the steps given below –

Step 1 – Visit CDSL website by clicking on this link .
A page with visual appearance as below will open up.

Step 2 – Enter your PAN card details, BO ID (Beneficiary owner identification) number. It is the demat account number allotted to the beneficiary holders by DP. In case of CDSL it is a 16 digit number. Then enter your date of birth and click on Submit.

Step 3 – By clicking on submit automatically a one time password (OTP) will be sent to your registered mobile number. Enter the OTP and press submit.

Step 4 – You can select the year and month on search to download the e-CAS through the CDSL statement. The e-CAS statement is password protected and to open the same you will need to enter your PAN details in capital letters.

Click here to check more information about Consolidated Account Statement.

Process of status change Individual to NRO

• In case of change of status from Individual Resident to NRI proof of residential status i.e. Passport which indicates the change of residential status, Resident Visa/ Work Permit/ Employment Visa/ Current Visa or any other type of visa
• Bank modification form with preprinted cancelled cheque, along with address modification whose necessary self-certified supporting documents.
• KRA form duly filled.
• C-KYC (File attached – CKYC Form)
• Modification form filled and signed.
• FATCA form duly filled and signed. (File attached – FATCA declaration)
• In case of change of status from Resident to Non-resident, documents as required for opening a NRI account will be required to be obtained. Further DPs will be also required to obtain, a declaration duly signed by the NRI that he/she has complied with and will continue to comply with, FEMA regulations and other applicable laws.
• FEMA Declaration Note: All supporting documents should be self-certified required and attached all necessary forms for your ready reference.

Process of status change from NRO to Individual

• FEMA Declaration copy
• In case of change of status from NRI-non re-patriabale to Individual Resident proof of residential status i.e. Passport which indicates the change of residential status.
• Bank modification form with preprinted cancelled cheque, along with address modification whose necessary self-certified supporting documents.
• KRA form duly filled
• C-KYC

Standard operating process for transmission process

Please find the required forms as below:

• Transmission Request Form
• Affidavit of Transmission (QTP)
• Affidavit Cum No Objection Declaration
• Bond of Indemnity
• QTP
• Closure form

Note : If any transaction taken place in deceased holder account, whose Indemnity form required on Rs.500/ duly notarized

Note : Demise notifier form is required any kind of trasnmission process duly filled by suviving holder / Nominee holder along with self certified Pan card /Aadhar card duly certified by suviving holder / Nominee holder as applicable.

• Letter of indemnity for transaction

Dos and Don'ts

• Mandatory Updation of Certain Attributes pertaining to KYC of clients
• Dos and Don’ts and best practices to be followed for CDSL demat account holders
• Dos and Don'ts of Demat Account
• Annexure A - Investor Charter for Depositories and DPs
• Annexure B - Linked content_Investor Charter for Depositories and DPs
• Annexure C
• CDSL's e- Voting facility
• Common SOP for Operation of Accounts in case of an Incapacitated Investor

KYC & Depository Forms

• Currency Underlying Exposure Declaration Letter to Trade Durrency Derivatives
• Declaration of Use of Research Services
• MSME Declaration
• Regulation 19 and 20 of Fit and Proper status of shareholders
• Policy on voluntary freezing blocking of Trading Accounts by Clients
• Bank Verification Letter
• KRA Form for Mobile / Email change
• Link PAN and Aadhar – CDSL Circular
• Link PAN and Aadhar – NSE Circular
• Aadhar Consent Form
• EMKAY Tariff Details
• POA_Version 20220617.01
• Demat Debit and pledge Instructions
• Emkay Merger KYC
• Application for Change of Scheme - DP
• Margin Pledge Repledge Request Form(MPRF) Annexure B
• Pledge Annexure-A
• Declaration_ Non Pendancy of Litigation
• I do not wish to opt BSDA scheme
• KRA For Individuals
• KRA For Non-Individuals
• SARAL KYC Booklet 1
• SARAL KYC Booklet 2
• Rights & Obligations - KYC
• Addendum - KYC
• Additional Trading Segment - KYC
• Authorisation Letter - KYC
• Declaration in Case of BO Holders (FEMA Declaration) - KYC
• HUF Declaration & Consent Letter (NOC) - KYC
• Letter for Third Party Address - KYC
• Online Trading Request - KYC
• Concent for Mobile Trading - Equity
• Request & Authority for a Placement of Securities Collateral - KYC
• Request for Deactivation of EAS - KYC
• Request for Activation of EAS - KYC
• Request for Deactivation EASDP - KYC
• Request to Activate EASDP Facility - KYC
• Request to Deactivate E-Broking Facility - KYC
• Request to Deactivate Nest Diet Facility - KYC
• Request to Deactivate ECN - KYC
• Request to Deactivate On Demand Facility - KYC
• Self Decalaration on Name Mismatch on PAN-KYC
• Reactivation of Dormant Trading Account- KYC
• Consent to Maintain Minimum Balance & Quarterly Settlement Letter - KYC
• Declaration for NOT providing Mobile Number or Email id - KYC
• Authority to Retain Securities and Funds
• Account Closure - DP & KYC
• Account Details Addition Modification Deletion Request - DP & KYC
• Declaration for Common Mobile Number & Email Id for Demat & Trading Accounts - DP & KYC
• ECN & Digital Statement Registration - DP & KYC
• Common Registration Form for Availing SMS Alert and or TRUST Facility - DP
• Declaration for BSDA - DP
• New DIS Book Request Form - DP
• Nomination Form - DP
• Opting Out of Nomination
• Letter for intimating Incapacitation of the investor and relevant authorization
• Reactivation of Dormant Account - DP
• Repurchase and Redemption - DP
• Signature Modification form - DP
• SMS Alert - DP
• Transmission Cum Demat - DP
• Transmission Cum Dematerialization Form - DP
• Transmission Form Joint Holder - DP
• Transmission Form Single Holder - DP
• Affdavit of Transmission
• Letter of Indemnity of Transmission
• Transposition - DP
• Application for Freeze Unfreeze - DP
• RGESS - Form A
• RGESS - Form B
• eInsurance Account Opening Form
• Off Market New Reason Code Annexure
• Off market Annexure A add & delete
• Name Correction Form
• Annexure block mechanism
• GST Declaration

Referral Agent Registration Form

• Referral Agent Registration Form

Commodity Forms

• Authority to Retain Securities and Funds_Commodity
• Authority to maintain running account - Commodity
• Account Closure Form
• Account Details Modification Form
• Application for additional exchanges
• Application for Appointment of Authorized Person
• Application for Common Mobile Number
• Application for Online Trading Facility
• Consent for Mobile Trading
• Electronic Contract Note Declaration
• Letter for Authorised Signatories
• Reactivation of Dormant Trading Account
• Requisition to Reopen Trading Account
• Self Declaration on Name Mismatch in PAN
• SMS and Email Alert Consent

Equity KYC Checklist

• Equity Checklist - HUF
• Equity Checklist_AOP
• Equity - Unregistered Trust
• Equity - Registered Trust
• Equity - Registered Society
• Equity - Partnership Firm
• Equity - Individual Resident
• Equity - NRI (Non-Resident Indian)
• Checklist - Foreign National
• Equity - Corporate
• Equity - LLP (Limited Liability Partnership)
• KRA CKYC Consent Letter
• UBO Declaration
• Equity - OCB
• Equity - Escrow-Corporate

Commodity KYC Checklist

• Commodity Checklist - Corporate
• Commodity Checklist - HUF
• Commodity Checklist - Individual Resident
• Commodity Checklist - LLP
• Commodity Checklist - Partnership Firm
• Commodity Checklist - Registered Trust
• Commodity Checklist - UnRegistered Trust

Mutual Fund

• Axis
  • Application Form - Equity & Hybrid
  • Common Transaction Slip
  • Declaration For COB outside
  • FATCA-Individual Accounts
  • FATCA-Non Individual Accounts
  • Multiple Bank Accounts Registration Form - Fillable
• Birla MF
  • Application Form with FATCA
  • Multiple Bank Accounts Registration Form
  • SIP Cum NACH form
  • SIP Cum NACH form
  • Transaction Form
• BNPP
  • FATCA Form - Editable
  • Supplementary FATCA and CRS Form for Individuals
  • Equity Form
  • Transaction Slip
• BOI AXA MF
  • Application Form - Equity
  • Application Form - Debt
• Canara MF
  • Application Form - Regular
  • Change of Bank Mandate Form
  • Transaction slip Regular Plan
• DHFL
  • Application Form
  • Bank Accounts Registration Form
  • Pramerica FATCA Form - Entity
  • Pramerica FATCA Form - Individual
  • Transaction Form
• DSBR
  • Additional KYC FATCA CRS Updation Form
  • Application Form
  • Bank Accounts Registration Form
  • Change of Bank Mandate Form
  • FATCA CRS Updation Form - Non Individuals
  • Transaction Form
• Edelwess
  • Application Form
• ESCORT
  • Common Application Form
• Franklin
  • Application Form
  • Common Transaction Form
  • Application Form - Debt
  • FATCA - Individual
  • FATCA - Non Individual
  • Multiple Bank Accounts Reg form
• HDFC MF
  • Change of Bank Mandate
  • KIM - Debt
  • Equity Form
  • FATCA - Individual
  • FATCA - Non Individual
  • Multiple Bank Mandate Form
  • SIP NACH Form
  • Transaction Slip Form
• HSBC MF
  • Change of bank form
  • Debt Form
  • Equity Form
  • FATCA - Individual
  • FATCA - Non Individual
  • Multiple Bank Account
  • Transaction Form
• ICICI
  • Application from
  • Bank Mandate Form
  • Common Transaction Form
  • FATCA CRS AMP UBO self certification form for Non Individuals- Annexure-II
  • FATCA CRS self certification form for Individuals
• IDBI MF
  • Application Form
  • FATCA CRS Annexure for Individual
  • UBO FATCA CRS for Non-Individual
  • Multiple Bank Accounts Registration Form
• IDFC MF
  • Application Form
  • Bank Accounts Registration Form
  • FATCA Form Individual
  • Transaction Form
• JM_MF
  • Application Form
  • Application Form for Equity and Debt Schemes
  • FATCA Entity Word
  • FATCA Individual Word
• JPM MF
  • Application Form
  • Common Transaction Form
• Kotak
  • Application From
  • Change of Bank Details
  • Foreign Account Tax Compliance Act FATCA - Individual Form
  • Multiple Bank Accounts
  • SIP NACH Form
• LIC
  • Bank Mandate Registration Form
  • SIP Form
  • Transaction Slip
• LNT
  • Application Form
  • FATCA - Individiuals
  • FATCA - Non Individiuals
  • Multiple Bank Registration Form
  • Multiple Bank Addition
  • OTM Form
  • SIP Investment Form
  • SIP Mandate Form
• MIRAE
  • Multiple Bank Account Registration Form
  • Additional FATCA And CRS Information Form
  • Application Form
  • Common Transaction Form
  • SIP Form
• MOTILAL OSWAL
  • Declaration of Ultimate Befeficial Ownership UBO - Mondatory for Non Individual
  • Change of Bank Details
  • FATCA and CRS FORM Individual
  • FATCA and CRS FORM Non Individual
  • NACH ECS Direct Debit Mandate Form
• Peerless Mf
  • Common Application Form
• PPFAS
  • Common Application Form
• PRINCIPLE MF
  • Common Transaction Form
  • Common Application Form
  • Declaration for FATCA CRS Additional KYC Details Form
  • Declaration for Ultimate Beneficial Ownership UBO Form
  • Systematic Investment Plan For New Investors
• Quantum MF
  • Application Form
• Reliance MF
  • Application Form - Equity and Debt
  • Change of Bank Details Form
  • FATCA Declaration And Additional KYC Details Form For Non Individual Investors
  • FATCA Declarationand Additional KYC Form for Individual Investors
• RELIGARE MF
  • FATCA CRS Annexure Entity
  • Financial Transaction slip
  • Multiple Bank Accounts Registration
  • NACH Mandate Registration
• SBI MF
  • KIM and Common Application form Equity Schemes
  • Multiple Bank Registration Form
  • Transaction Slip Debt Liquid & Equity
  • Transaction Slip Debt Liquid & Equity
• SUNDARAM MF
  • Bank Account Registration Form
  • Application Form - Equity
  • FATCA Individual Form
  • FATCA Non Individual Form
  • SIP Registration Renewal Form
  • Transaction Form Redemption
• TATA MF
  • Application Form
  • Change of Bank Details
  • Multiple Bank Accounts Registration Form
  • OTM SIP Form
• TAURUS
  • Application
  • FACTA KIM Form
  • FACTA KIM Form Individual
• Union KBC
  • Application From
• UTI MF
  • Common Equity Loose Form
  • CRS Form for Individual
  • CRS Form for Non Individual
  • SIP Mandate Form
  • Transaction Slip

IT Downloads

• EmkayBlitz
• xHawkeye
• E Hastakshar Verification Utility
• xLimitStation
• BEST
• Greek

Client Bank Accounts

Member Name : Emkay Global Financial Services Ltd

"Investors are requested to note that Stock broker "Emkay Global Financial Services Ltd" is permitted to receive money from investor through designated bank accounts only named as Up Streaming Client Nodal Bank Account (USCNBA). Stock Broker "Emkay Global Financial Services Ltd" is also required to disclose these USCNBA accounts to Stock Exchanges. Hence, you are requested to use following USCNBA accounts only for the purpose of dealings in your trading account with us. The details of these USCNBA accounts are also displayed by Stock Exchanges on their website under "Know/Locate your Stock Broker".

Process of Corporate name change and Authorized Signatory

Documents Required for Change of Company Name / Modification of Corporate Account address and change of Authorized signatories (addition and deletion):

• 1. Request letter from the company for change of name, duly signed by the authorized signatories.
• 2. Fresh Certificate of Incorporation issued by the Registrar of Companies (ROC), reflecting the new company name and details of the directors.
• 3. MCA Form DIR-12.
• 4. Certified True Copy of the Board Resolution approving the change of company name, on the company's letterhead, along with details of the authorized signatories.
• 5. KRA Form for the corporate account, along with Individual KRA documents of all authorized signatories.
• 6. Copy of the new PAN Card of the company, duly self-certified by the Managing Director (MD) or Company Secretary.
• 7. Address proof of the company, duly certified by the MD or Company Secretary.
• 8. Cancelled cheque bearing the new company name.
• 9. Shareholding / Holding Pattern of the company.
• 10. List of authorized signatories.
• 11. UBO (Ultimate Beneficial Owner) Declaration.
• 12. GST Registration Certificate. If GST is not allotted, a declaration to that effect is required.
• 13. New Memorandum of Association (MOA) and AOA, duly certified by the MD or Company Secretary.
• 14. Copies of the last two years' audited Balance Sheets.
• 15. Modification Form duly filled in and signed.
• 16. Director Identification Number (DIN) details of the directors.
• 17. MSME Registration Certificate. If MSME registration has not been allotted, a declaration to that effect is required.
• 18. Change of address-Certified true copy of Form No.18 filed with the Registrar of Companies (ROC) along with the ROC receipt showing the payment of fees. If applicable, then required
• 19. Amalgamation- Form no. 21 filed with the Registrar of Companies along with ROC receipt showing the payment of fees as generated from the website of Ministry of Corporate Affairs, if applicable, then required.
• 20.Last three years Balance sheet duly verified by MD/ Company Secretory.

Forms:

• Format of list Authorized
• Account Modification form
• Non-Individual KRA
• Individual KRA
• Declaration of GST
• MSME Declaration
• Board of resolution
• UBO Declaration